Stoltmann Law Offices is investigating Joseph E. Hache, a former broker with Equity Services. He recently entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) in which he was fined $2,500 and suspended from the industry for 20 business days. According to his AWC, Hache allegedly engaged in outside business activities without providing written notice. He allegedly received $18,000 in aggregate compensation for assisting a friend with a tax preparation, and referred another friend to a lender. This is against securities rules and regulations. Hache was registered with Equity Services in New York, New York from August 2010 until September 2014. He is not licensed within the industry. His former firm, Equity Services, had a duty to reasonably supervise him while he was employed with them. Because they did not, they may be liable for financial losses you may have suffered because of Hache. Please call our securities law firm at 312-332-4200 to speak to an attorney for free. There is no obligation and we take cases on a contingency fee basis only.
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