Stoltmann Law Offices is investigating Christian Herrera, a former registered broker with Spartan Capital Securities. Mr. Herrera was accused of unsuitable investments, unauthorized trading, overconcentrating accounts, and other claims. Tehese are against securities rules and regulations. Herrera was registered with Continental Broker-Dealer Corp in Carle Place, New York from April 2000 until September 2002, Gunnallen Financial in New York, New York from August 2002 until December 2005, Great Eastern Securities in Syosset, New York from December 2005 until October 2006, Garden State Securities in New York from October 2006 until February 2008, Empire Asset Management Co. in New York from February 2008 until August 2008 and Spartan Capital Securities in New York from February 2009 until October 2015. He is currently registered with Laidlaw & Company in New York and has been since September 2015. He has five customer disputes against him. Please call our Chicago-based law offices today.
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