Credit Suisse Hit With $450,000 Fine

AdobeStock_77502568-1-300x199Credit Suisse Securities has agreed to settle with the Financial Industry Regulatory Authority (FINRA) to the tune of $450,000 in two payments of $200,000 and $250,000. FINRA alleged that the bank had problems with its reporting and reconciliation of conflicting account statements. The bank will pay $200,000 in fines to settle the options reporting allegations and the $250,000 for the account statements. If you lost money with Credit Suisse, you may be able to recover those money losses in the FINRA arbitration forum on a contingency fee basis. The bank must oversee its brokers on a reasonable basis to ensure that they do not violate securities laws or internal firm rules. If it does not, it may be liable for losses. We are securities attorneys based in Chicago, Illinois who may be able to help you recover your money. We only make money if you recover yours. Attorneys are standing by and the call is free with no obligation.

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