According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Cynthia Bolker allegedly borrowed $745,800 from 10 NYLife Securities customers, while she was registered with the firm. This happened on at least 37 occasions between June 2010 and July 2015. She used the money to pay for personal expenses. This is against securities rules and regulations and against firm policy. For this, she was barred from the industry in all capacities by FINRA. According to her online BrokerCheck report, Bolker was registered with NYLife Securities in San Diego, California from October 1983 until December 2015. She is not currently registered with any firm is not licensed within the industry. Please call our law offices at 312-332-4200 today to speak to an attorney about your options of recovering investment losses by bringing legal action against NYLife Securities. The call is free.
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