Stoltmann Law Offices is investigating Dennis Coral, a broker with International Assets Advisory in Orlando, Florida. Coral was accused of sustaining losses in a member firm’s client account by depositing personal funds of his own. Coral allegedly deposited the funds in the client’s account without the firm’s prior knowledge or approval in order to reimburse the client because of losses sustained in Puerto Rican bond holdings, which Coral had recommended. He was suspended for 15 days by the Financial Industry Regulatory Authority (FINRA).
Coral was registered with Ladenburg Capital Management, Morgan Stanley, SunTrust Investment Services and Kovack Securities. He is currently registered with International Assets Advisors in Orlando, Florida and has been since March 2017. If you suffered losses because of Dennis Coral, you may be able to reclaim them in the FINRA arbitration forum on a contingency fee basis. Please call 312-332-4200 to find out how. The call is free with no obligation.