Stoltmann Law Offices is investigating Douglas Greenberg, a registered broker with Morgan Stanley in Portland, Oregon. Greenberg allegedly exercised unauthorized and unapproved discretionary power. For this, he was censured and fined $10,000. He also allegedly sold four stocks without a customer’s authorization and recommended an unsuitable investment in Groupama Asset Management. These are all against securities rules and regulations. If you suffered investment losses with Douglas Greenberg, please call our Chicago-based law offices at 312-332-4200 to speak to one of our attorneys about your options of bringing a legal claim against Morgan Stanley. The firm may be liable for losses because it did not properly supervise Mr. Greenberg.
Greenberg was registered with Merrill Lynch in New York, New York from July 1993 until January 1994, Morgan Stanley in Portland, Oregon from February 1994 until April 2007 and Morgan Stanley in Portland from April 2007 until June 2009. He is currently registered with Morgan Stanley in Portland and has been since June 2009. He has two customer disputes against him and two criminal dispositions.