FINRA Investigating Windsor Street Capital Broker John Riccardi: How This Affects Investors

AdobeStock_82110313-1-300x125Investors with Windsor Capital broker John Riccardi may be able to recover their money losses by calling our Chicago-based law firm at 312-332-4200. We are securities attorneys who sue firms like Windsor Capital on a contingency fee basis in the Financial Industry Regulatory Authority (FINRA) arbitration forum. The call to us is free so please call today, as there is a statute of limitations on most cases. Attorneys are standing by. Allegedly, Mr. Riccardi, while employed at Meyers Associates, made unsuitable investment recommendations. He was also named in an investigation against him by FINRA. These are against securities rules.
Riccardi was previously registered with Joseph Stevens & Company in Brooklyn, New York from March 2004 until September 2004, JP Turner & Company in Atlanta, Georgia from May 2005 until June 2005 and Salomon Grey Financial Corp in Dallas, Texas from July 2005 until August 2005. He is currently registered with Windsor Street Capital in New York, New York and has been since August 2005. He has three customer disputes against him, one of which is currently pending.

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