Former Independent Financial Group Advisor Jon Pariser Barred by FINRA for Recommending First Nationale Solution Investments

AdobeStock_82110313-1-300x125Stoltmann Law Offices is investigating Jon Pariser, of Pacific Grove, California, who consented to a lifetime bar from the securities industry. Jon Pariser refused to provide information in connection with a FINRA investigation into allegations that he had referred clients to an unregistered advisor who then recommended those clients invest money in unsuitable investments.  More specifically, and according to published reports, Jon Pariser represented to his clients that he was retiring and began referring them to Christopher Parris, an unregistered advisor who was previously suspended by FINRA. Parris then recommended an investment in First Nationale Solutions, which the SEC has alleged to be a Ponzi scheme.

If you or someone you know lost money as a result of misconduct engaged in by former Independent Financial Group financial advisor Jon Pariser of Pacific Grove, California, please contact our securities investor-protectionlaw firm in Chicago for a free no obligation consultation with an attorney.  We are a contingency fee firm meaning unless we recover money for you we do not get paid.

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