According to recent records, Gerald O’Halloran, a broker with Kovack Securities in Punta Gorda, Florida, has four customer complaints and three pending customer complaints. Customers have alleged that O’Halloran misrepresented and omitted material facts, acted negligently, failed to supervise, breached fiduciary duty and breached contract. He also allegedly executed unauthorized trades and executed unauthorized transactions. These are all against securities rules and regulations. O’Halloran has been in the industry for 31 years and has been registered with Kovack since 2004. Previous registrations include Financial Investment Analysts in Pittsburgh, Pennsylvania, AG Edwards & Sons in St. Louis, Missouri, Edward D. Jones & Company in St. Louis, and United Service Planning Association in Fort Worth, Texas. If you lost money with O’Halloran, please call our securities law offices in Chicago today to speak to an attorney for free. There is no obligation. His firm, Kovack Securities, may be responsible for losses and we can help you bring a claim against the firm on a contingency fee basis in the arbitration forum.
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