Investor Warning: Ralph Marra of Eatontown, New Jersey Suspended and Fined by FINRA

AdobeStock_762441-1-300x225We are investigating Ralph Marra, a National Securities Corp broker who allegedly used discretion in customer accounts on 176 transactions without prior written authorization between May 2015 and April 2016. This is against securities rules and internal firm rules. He was also accused of suitability, unauthorized trading, misrepresentation, and breach of fiduciary duty. Marra works at a branch office of National Securities Corp in Eatontown, New Jersey. Brokerage firms that fail to adequately supervise their advisors can be liable for investment losses on a contingency fee basis. We are securities attorneys who help bring claims against firms like National Securities Corp in the Financial Industry Regulatory Authority (FINRA) arbitration forum. If you suffered losses with Ralph Marra, you may be able to recover those losses by calling us today at 312-332-4200. The call is free with no obligation. Attorneys are standing by.
According to his online FINRA BrokerCheck profile, Mr. Marra was registered with Hibbard Brown & Co. in New York, New York from May 1991 until June 1993, Donald & Co. Securities in Tinton Falls, New Jersey from June 1993 until November 1997, Prudential Securities in New York, New York from November 1997 until June 1999, Dean Witter Reynolds in Purchase, New York from June 1999 until July 2000, Merrill Lynch in Red Bank, New Jersey from July 2000 until May 2008, UBS in Red Bank from May 2008 until January 2013 and Morgan Stanley in Shrewsbury, New Jersey from January 2013 until May 2015. He is currently registered with National Securities Corp in Eatontown, New Jersey and Clearwater, Florida and has been since May 2015. He has five customer disputes against him, one of which is currently pending.

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