Jane An; Voya Financial Advisors; Irvine, California

Stoltmann Law Offices is investigating Jane An, a registered broker with Voya Financial Advisors in Irvine, California. She was accused of violating securities rules in connection to an annuity purchase and mutual fund sale by a client while she was registered at Ameriprise Financial Services. She also was accused of recommending an unsuitable variable universal life insurance policy. A broker has a duty to recommend only those investments that are suitable for the client, and, if she does not, her firm can be held liable for investment losses. We are securities attorneys who bring claims against firms such as Ameriprise and Voya for not properly supervising their employees. Please call today for a free consultation with one of our attorneys to find out how you can bring a claim against the firms.

Ms. An was registered with IDS Life Insurance Company in Minneapolis, Minnesota from September 2003 until July 2006, Ameriprise in Irvine, California from September 2003 until October 2007, LPL Financial in Irvine from October 2007 until March 2009, and Investors Capital Corp in Irvine from March 2009 until August 2016. She is currently registered with Voya Financial in Irvine and has been since August 2016. She has seven customer disputes against her.

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