The attorneys of Stoltmann Law Offices are interested in speaking to those individuals who may have lost money with Kevin Reed. The Oklahoma Securities Commission is seeking to bar Reed from the securities industry regarding allegations that he altered customer documents. According to the Commission, he allegedly cut off a customer’s signature off of a document and taped it onto another form that authorized a deposit in an IRA rollover contribution. He was also alleged to have altered a customer’s net worth on a form in order for the customer to invest in a structured product. He also allegedly altered two other customer documents while registered with Fifth Third Securities.
Reed was a broker with The Lincoln National Life Insurance Co. in Fort Wayne, Indiana from April 1994 until June 1995, Lincoln Financial Advisors Corp in Fort Wayne from April 1994 until June 1995, Fiserv Investor Services in Houston, Texas from May 2000 until December 2003, Primevest Financial Services in Fort Wayne, from December 2003 until April 2010 and Fifth Third Securities in Fort Wayne from May 2010 until July 2016. He is currently registered with Packerland Brokerage Services in Fort Wayne and has been since August 2016. He has two customer disputes against him.
Please call our Chicago-based securities law offices at 312-332-4200 to speak to one of our attorneys about your options of bringing legal action against his former firm, Fifth Third Securities. The firm may be liable for investment losses because of failure to reasonably supervise its registered representatives. We take cases on a contingency fee basis so please call today. The call is free with no obligation. We bring claims against securities firms in the Financial Industry Regulatory Authority (FINRA) arbitration forum.