Lawsuit Against Southeast Investments N.C. Inc. and Cornerstone Total Return Fund (CRF)

Stoltmann Law Offices is investigating brokerage firm Southeast Investments N.C. Inc., headquartered in Charlotte, North Carolina, alleging that the firm disregarded a retired client’s stated objective of income with moderate risk, recommending instead Cornerstone Total Return Fund (CRF). This was an aggressive total return fund, focused on capital appreciation concentrated in equities. The fund’s high distribution rate was not tied to the fund’s investment income, or capital gains, and did not represent yield or investment return. Southeast Investments omitted material facts regarding the fund, and did not understand, or worse, acted with intent to defraud by putting client’s investments into it. Please call our securities law firm based in Chicago to speak to an attorney for free about your options of suing Southeast Investments in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis to recover your losses. 312-332-4200.

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