According to publicly available records by the Financial Industry Regulatory Authority (FINRA), Lloyd Winkler, a New Jersey-based Securian Financial Services broker, is the subject of settled or pending customer complaints. Stoltmann Law Offices is interested in speaking to those customers who may have invested with Lloyd Winkler. We may be able to help you bring a case against Securian Financial Services for failing to properly supervise Winkler. We sue firms such as Securian Financial in the FINRA arbitration forum on a contingency fee basis, so we only make money if you recover yours. The call to us is free and with no obligation.
Winkler allegedly provided advice that triggered an inheritance tax, was accused of misrepresenting material facts related to an investment, breached fiduciary duty, breached contract, acted negligently and misrepresented material facts related to an investment, among other transgressions. He was registered with WS Griffith Securities in Hartford, Connecticut from July 2001 until June 2004 and Securian Financial Services in Parsippany, New Jersey since June 2004. He has six customer disputes against him, one of which is currently pending.