Marcus Parker Barred From Industry by FINRA

AdobeStock_112465076-1-300x164According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Marcus Parker was permanently barred from the industry. Parker, a former broker with Wells Fargo, failed to respond to a FINRA investigation against him. This results in a permanent bar from the industry. According to his online, public FINRA BrokerCheck report, Parker was previously registered with Dean Witter Reynolds, Thomson McKinnon Securities, Prudential Securities, Painewebber Inc., Salomon Smith Barney, Merrill Lynch and Wells Fargo in Santa Fe, Mexico from September 2008 until December 2017. He has one customer dispute against him, alleging suitability. He has been permanently barred from the industry. You may be able to bring a claim against Wells Fargo in the FINRA arbitration forum on a contingency fee basis, which means we only make money if you recover yours. The firm had a duty to reasonably supervise Parker while he was employed there.

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