According to recent Financial Industry Regulatory Authority (FINRA) allegations, Maria Fan, a registered representative with Wilmington Capital Securities, made exaggerated claims regarding certain stocks. She allegedly told a customer: “I can make you $1,000 in a day if you give me $2,000 tomorrow with GPRO (GoPro).” She also allegedly stated: “ADHD will go up to $40 in two weeks.” This is against securities rules and regulations. For this, she was fined $7,500 and suspended for 60 days from the industry.
Maria Fan was registered with AXA Advisors, MetLife Securities, Caldwell International, Merrill Lynch, HSBC Securities, Aegis Capital Corp and Wilmington Capital Securities in New York, New York from July 2015 until January 2016. She has three customer disputes against her. She is not licensed within the industry. Please call our securities law firm today to speak to one of our attorneys about your options of bringing a legal claim against her former firm, Wilmington Capital Securities, to recover your investment losses. The call to us is free with no obligation. We take cases on a contingency fee basis only.