Mark Johansen and Sigma Financial Corp: Suing to Recover Investment Losses

Stoltmann Law Offices is investigating Mark Johansen. According to Johansen’s Financial Industry Regulatory Authority (FINRA) BrokerCheck report, Johansen was accused of breaching fiduciary duty, committing fraud, acting negligently, and misrepresenting material facts related to an investment, among other things. While employed at Sigma Financial, a customer accused him of acting negligently, breaching contract and committing fraud related to an investment in tenant-in-common (TIC) interests. TICs are a type of shared ownership of property, where each owner owns a share of the property. Each tenant has an equal right to the possession and use of the property. TICs can be risky investments and a broker must take into account an investor’s age, net worth, investment objectives and sophistication before soliciting or selling an investment. If he does not, his firm can be sued in the FINRA arbitration process for not reasonably supervising him. If you have suffered losses with Mark Johansen for TIC investments or otherwise, please call us at 312-332-4200. We are securities attorneys who may be able to help you bring a claim against Sigma Financial. The call is free with no obligation.

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