Did you lose money with financial advisor Anthony L. Epps and Nexus Health Juice Investments? If so, please call our Chicago, Illinois securities law office at 312-332-4200 to speak to one of our attorneys. We may be able to help you recover your financial losses with Epps and Nexus Health Juice. Epps was suspended from the industry for one year following an investigation by the Financial Industry Regulatory Authority (FINRA). He is accused of selling investments in unapproved outside business activities.
Allegedly, Epps solicited his clients to invest in Nexus Health Juice in 2010 and 2011. During that time, Epps was registered with NY Life Distributors. He did not have approval from his firm to sell Nexus Health Juice. That is a violation of FINRA rule and is commonly referred to as “selling away.” That is when a broker or advisor sells a security that is not held or offered by his brokerage firm, and usually without the knowledge of his firm. This is to garner commissions and fees for the broker. Epps also failed to disclose tax liens against him.
Epps was registered with Equico Securities from May 1982 until September 1985, Life Planning Inc. from August 1985 until July 1987, NYLife Securities from July 1987 until June 2009, and NYLife Distributors from September 2009 until June 2012. He has four customer disputes against him. He is not licensed to act as a broker within the industry.