Steven Paul Calcurcio; Dawson James Securities

According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Steven Paul Calcurcio was accused of exercising discretionary power in a customer’s account, without obtaining prior written authorization from the customer and without having the account accepted as a discretionary account by his employing member firm, Dawson James Securities. This is against securities rules and regulations. For this, he was suspended for 15 business days and fined $5,000. If you or someone you know has suffered losses with Steven Paul Calcurcio, please call our Chicago-based securities law firm today to speak to an attorney about how you may be able to sue his firm, Dawson James Securities in the FINRA arbitration forum. They may be liable for investor losses because of their failure to reasonably supervise their brokers, such as Calcurcio. We take cases on a contingency fee basis only.

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