Stoltmann Law Offices is investigating Jason Medvec, who recently entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA). Medvec allegedly sent emails from his Merrill Lynch account to a personal account, which contained names, account numbers and telephone numbers of 50 clients. He sent the emails on January 2nd and 3rd of 2014. This is against securities rules and regulations. Another email he allegedly sent marked “vacation” also had attached files containing the names of more than 8 Merrill Lynch clients and nine of their account numbers. Medvec then resigned from Merrill Lynch and joined Edward Jones, but that firm discharged him on January 8th after reports that “the firm received notification from his previous employer that he transmitted client information to his personal email address.” For this, Medvec was fined $5,000 and suspended for 10 days from the industry.
Medvec was registered with Park Avenue Securities in Springfield, Massachusetts from July 2005 until April 2006, OneAmerica Securities in Middletown, Connecticut from April 2006 until March 2007, MetLife Investors Distribution Company in Bloomfield, Connecticut from July 2007 until September 2008, Hartford Equity Sales in West Hartford, Connecticut from October 2008 until September 2009, Morgan Stanley in Hartford from January 2010 until April 2011, Merrill Lynch in Hartford from April 2011 until January 2014 and Edward Jones in Glastonbury, Connecticut from January 2014 until January 2014. He is not currently registered with any member firm and not licensed within the industry, according to his FINRA BrokerCheck report. Please call us if you invested money with Jason Medvec. We may be able to help recover your losses. The call is free with no obligation.