Stoltmann Law Offices is investigating Troy Mackey, who entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA). In his AWC, it alleged that Mackey converted funds from the bank accounts of two minor relatives. For this, he was barred from the securities industry by FINRA. Mackey was registered with Northwestern Mutual Investment Services in Latham, New York from August 2002 until July 2006, Merrill Lynch, Pierce, Fenner & Smith Inc. in Albany, New York from October 2006 to January 2008, Key Investment Services LLC in Troy, New York from June 2008 until September 2009, CCO Investment Services in Loudonville, New York from October 2009 until March 2013 and Morgan Stanley in Albany from April 2013 until May 2015. He is not currently registered with any firm and has been barred from the industry. He has one customer dispute against him. If you would like to sue Troy Mackey for investment losses, please call our securities law firm at 312-332-4200 to speak to an attorney about your options. You may be able to sue Morgan Stanley for not properly supervising him while he was employed there. The call is free with no obligation.
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