Whether Facebook will have to pay out significant damages for its data breach. Please see below for the entire article.
$3 million punitive damage award for burned investors. But will they collect? I discuss with Investment News the case, the odds of collecting against their rogue broker and FINRA’s significant unpaid arbitration award problem.
Andrew Stoltmann discusses with Bloomberg TV the implementation of MiFID 2 in Europe and how the new laws will impact European and American investors.
I discuss with Investment News SEC chairman Jay Clayton and my concerns for what’s in store for the fiduciary duty rule during his tenure.
Whether the Department of Justice Antitrust Division will approve AT&T’s $85 billion acquisition of Time Warner. The entire video can be viewed below.
I discuss with Investment News how FINRA should spend some of the fine money it collects from brokerage firms to fund an unpaid arbitration pool for investors.
Andrew Stoltmann makes his President’s speech at the Public Investors Arbitration Bar Association (PIABA) annual meeting this past weekend, detailing the investor related issues he will advocate for during his term. The entire address can be viewed below.
I discuss with Wealth Managenent the “chaos” created by non attorney representatives in the #FINRA forum:
Some of the possible reasons why FIRNA fines against banks and brokerage firms have plummeted this year. The entire article can be viewed at the link below.