Articles Tagged with Christopher Russell

AdobeStock_9577728-1-300x200Stoltmann Law Offices is investigating Christopher Russell, a former broker with LPL in Huntsville, Alabama. LPL terminated him for “violation of firm policy regarding private securities transactions.” He also allegedly participated in several outside business activities. This is commonly referred to as “selling away,” and is when a broker recommends or sells a security that is not held or offered by his member firm. He does this to generate large commissions for himself and it can result in unnecessary fees for the client. It is against securities laws. Please call our securities law firm in Chicago if you suffered losses with LPL and Christopher Russell. You may be able to sue LPL on a contingency fee basis in the FINRA arbitration forum. Call today. The call is free with no obligation. Russell was registered with Morgan Stanley in Huntsville, Alabama from September 2005 until April 2007, Morgan Stanley in Huntsville from April 2007 until April 2008, Wells Fargo in Huntsville from May 2008 until March 2013 and LPL Financial in Huntsville from May 2014 until November 2016. He is currently not registered with any member firm.

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