Stoltmann Law Offices is investigating Gerald Cipolla, a former registered adviser with PFS Investments in Rego Park, New York. Cipolla was barred by the Financial Industry Regulatory Authority (FINRA) after failing to respond to an investigation. FINRA was investigating him regarding allegations of potential conversion of 4,000 shares of stock in an IPO using funds from co-workers; complaints from customers making allegations of unsuitable investment recommendations and his potential failure to disclose certain financial events to his broker-dealer. These are against securities rules and regulations.
Cipolla was registered with PFS Investments in Rego Park, New York from May 1993 until August 2015. He has two customer disputes against him and seven judgments/liens. He is not licensed within the industry and has been permanently barred. Please call our securities law firm in Chicago to speak to an attorney about your options of suing Gerald Cipolla in the FINRA arbitration process to recover your losses. The call to us is free with no obligation. We take cases on a contingency fee basis only.