Articles Tagged with H Beck

AdobeStock_69736117-2-300x200James Dresselaers, a broker with H. Beck in Bethesda, Maryland, has been accused of “failing to account for money transferred from Plaintiff’s brokerage account to various bank accounts in his name pursuant to an agreement to provide management services including bill payment, management of finances, bookkeeping and scheduling.” He also was accused of making unsuitable investment recommendations involving exchange-traded funds and equity products, and failed to disclose these products’ risks. These are all against securities laws. Mr. Dresselaers was previously registered with Buttonwood Securities Corp, JT Moran & Co., Polaris Financial Services, Jefferson Pilot Securities Corp and GEM Financial Associates. He is currently registered with H. Beck in Bethesda, Maryland and has been since November 2003. He has two customer disputes pending against him. Please call our Chicago-based securities law firm at 312-332-4200 today if you suffered losses with Mr. Dresselaers. We may be able to help you bring a claim against H. Beck for not properly supervising its broker. We sue firms on a contingency fee basis in the arbitration forum.

Stoltmann Law Offices is investigating Steve Walsh, a broker with H. Beck in Clive, Iowa. Mr. Walsh has been accused of recommending unsuitable investments in direct participation programs, acting negligently, committing forgery, omitting material facts related to an investment and making unsuitable recommendations. These are all against securities laws. Mr. Walsh’s brokerage firm, H. Beck, can be held responsible for investment losses in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis if you have suffered losses with Mr. Walsh. We help investors recover those losses by bringing claims against brokerage firms such as H. Beck. Please call us today to discuss your options with a securities attorney. The call is free with no obligation so do not delay.

According to his online FINRA BrokerCheck report, Steve Walsh was registered with Royal Alliance Associates in New York, New York from May 1994 until July 1994 and VSR Financial Services in Clive, Iowa from July 1994 until May 2016. He is currently registered with H. Beck in Clive and has been since May 2016. He has four customer disputes against him and one criminal final disposition.

Stoltmann Law Offices is interested in speaking to those individuals who may have invested money with Steven Orr, a registered broker with H. Beck Inc. in Houston, Texas. Orr was accused of making unsuitable investment recommendations and misrepresenting products, including direct participation products (DPPs) and private placements including oil and gas partnerships, non-traded real estate investment trusts (REITs) and other alternative investments. Products such as these (oil and gas partnerships, REITs, and other alternative investments) are only appropriate for a select few investors under certain market conditions, due to the risk, high fees and illiquidity associated with these products. A broker must take into account the aforementioned market conditions, and the client’s age, net worth, investment objectives and investment sophistication before recommending and/or selling these products. If the broker does not do so, his brokerage firm can be liable for investment losses, because the firm has a duty to supervise each broker. Please call our Chicago-based securities law firm today at 312-332-4200 to speak to one of our attorneys about your options of suing H. Beck if you have suffered losses with Steven Orr. We may be able to help you bring a claim against H. Beck in the Financial Industry Regulatory Authority (FINRA) arbitration forum to recover your financial losses on a contingency fee basis.

According to his online FINRA BrokerCheck report, Orr was registered with AAL Capital Management Corp in Minneapolis, Minnesota from July 1987 until November 1994, H. Beck in Victoria, Texas from December 1994 until April 2009 and DeWaay Financial Network in Victoria from April 2009 until May 2011. He is currently registered with H. Beck in Victoria and has been since April 2011. He has five customer disputes against him, two of which are currently pending and two criminal matters against him.

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