Articles Tagged with John Cody Miller

Stoltmann Law Offices is investigating John Cody Miller, a City Securities broker. Miller is accused of executing discretionary transactions in the accounts of 90 customers without verbal authorization to exercise discretion in their accounts. His firm did not approve these accounts for discretionary trading. These actions occurred from May 4th through June 1st 2010. For this, he was suspended from the industry for 20 days and fined $10,000. Miller was registered with Charles Schwab & Co. in San Francisco, California from June 1998 until July 1998, Natcity Investments in Indianapolis, Indiana from July 1998 until November 2009 and PNC Investments, also in Indianapolis from November 2009 until October 2010. He is currently registered with City Securities in Indianapolis and has been since 2010. He has one customer dispute against him. If you lost money with John Cody Miller, his firm, City Securities, can be sued in the Financial Industry Regulatory Authority (FINRA) arbitration process to recover finances. City Securities can be held liable for not properly supervising Miller during his employment there. Please call our law offices at 312-332-4200 to speak to an attorney. The call is free.

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