Stoltmann Law Offices is investigating George Koulouris, a registered representative with KCD Financial. Koulouris is accused of recommending unsuitable investments, engaging in outside business activities, acting negligently, breaching fiduciary duty, and negligently misrepresenting material facts, among other things. These are all against securities rules and regulations. According to his online FINRA BrokerCheck report, Koulouris was registered with John Hancock Distributors, Nathan, Lewis & Grant, Chase Lincoln First Brokerage Services, Merrill Lynch, Prudential Securities, Janney Montgomery Scott, Essex Capital Markets, McDonald Investments, Pinnacle Investments and Ridgeway & Conger. He is currently registered with KCD Financial in Manlius, New York and has been since 2014. He has seven customer disputes against him, one of which is currently pending. Please call our law offices in Chicago today to speak to an attorney for free if you feel you may have a case against Koulouris. We may be able to sue KCD Financial on your behalf in the FINRA arbitration forum. The call to us is free with no obligation. 312-332-4200.
Stoltmann Law Offices is investigating Kenneth Finnell, a broker registered with Centaurus Financial in Temecula, California. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, he is the subject of two tax liens. Kenneth Finnell was registered with Penn Mutual Equity Services in Horsham, Pennsylvania from April 1986 until September 1991, John Hancock Distributors in Boston, Massachusetts from September 1991 until December 1995, The Advisors Group in Bethesda, Maryland July 1995 to September 2006, Raymond James Financial in Houston, Texas from May 2006, LPL Financial Corporation in El Segundo, California from August 2007 until November 2009 and Newport Coast Securities in Temecula, California from November 2009 until 2012. He is currently registered with Centaurus Financial in Temecula, California and has been since April 2012. Please call our securities law firm in Chicago for a free consultation.