Articles Tagged with Lizabeth Ty

Stoltmann Law Offices is investigating Lizabeth “Beth” G. Ty, a former stockbroker with Park Avenue Securities. Ty, according to the Financial Industry Regulatory Authority (FINRA), sold unregistered securities and a customer of Park Avenue Securities client alleged damages of $250,000 related to the purchase of an unregistered promissory note. Ty was also alleged to have two more customer disputes against her that were separate complaints regarding unregistered promissory notes. One alleged damages of $500,000 and the other, $400,000. Ty was registered with Ameritas Investment Corp in Lincoln, Nebraska from February 2004 until April 2004, Brookstreet Securities in San Juan Capistrano, California from April 2004 until November 2004 and Park Avenue Securities in Houston, Texas from January 2006 until July 2015. She has three customer disputes against her, all of which are currently pending. She is not licensed and has been permanently barred from the industry. Please call our securities law firm today if you suffered losses with Beth Ty, and would like to receive a free consultation about how you may be able to recover your losses in the FINRA arbitration forum on a contingency fee basis. 312-332-4200.

Stoltmann Law Offices is investigating Lizabeth Ty, a broker with Park Avenue Securities in Houston, Texas. Yy has three pending customer complaints according to her online, public Financial Industry Regulatory Authority (FINRA) BrokerCheck report. FINRA filed a complaint against Ty investigating the circumstances of the sale of unregistered securities. Ty has three pending customer complaints regarding the sale of promissory notes outside of her brokerage firm. This is also referred to as “selling away,” and is a tactic used by brokers to generate large commissions for themselves, without having to share the commissions with their member firm.

Ty was registered with Ameritas Investment Corp in Lincoln, Nebraska from February 2004 until April 2004, Brookstreet Securities Corp in San Juan Capistrano, California from April 2004 until November 2004 and Park Avenue Securities in Houston, Texas from January 2006 until July 2015. She has three customer disputes against her, all of which are currently pending. She is not licensed within the industry and has FINRA has permanently barred her from acting as a broker or otherwise associating with firms that sell securities to the public.

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