Articles Tagged with Wells Fargo Investments

Stoltmann Law Offices is interested in speaking to those individuals who may have invested money with Matthew Lilleberg, a registered representative with Moloney Securities in Minnesota. Lilleberg has been accused of executing unauthorized trades, executing an unauthorized purchase of a stock, and recommending unsuitable investments. These are all against securities rules and regulations. Lilleberg was registered with Wells Fargo Investments in Aspen, Colorado from March 2004 until October 2008, Brookstone Securities in Willmar, Minnesota from September 2010 until June 2012 and Minnesota Valley Investments in Willmar from August 2012 until March 2014. He is currently registered with Moloney Securities in Willmar and Spicer, Minnesota and has been since April 2014. He has eight customer disputes against him. If you or someone you know has invested money with Matthew Lilleberg, please call our securities law firm in Chicago to speak to one of our attorneys about your options of suing Moloney Securities in the FINRA arbitration forum on a contingency fee basis. We help investors recover financial losses.

Did you invest money with Noyeg Arkoian and US Bancorp Investments? If so, the securities attorneys at Stoltmann Law Offices are interested in speaking to you. You may be able to bring a claim against US Bancorp Investments for failing to reasonably supervise their registered representatives such as Noyeg Arkoian, who recently entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) for allegedly accepting three separate loans from two firm customers, collectively totaling $17,750. This is against securities rules and regulations. In February 2014, Arkoian accepted a loan of $15,000 from one of her customers at the firm. In October 2014 and May 2015, she allegedly accepted loans of $2,000 and $750, respectively, from another customer. For this, she was suspended from the industry for three months and fined $5,000.

According to her online FINRA BrokerCheck report, Arkoian was registered with Cal Fed Investments, WM Financial Services, Citicorp Investment Services, Citigroup Global Markets, Wells Fargo Investments, Western International Securities, UnionBanc Investment Services and U.S. Bancorp Investments in Las Vegas, Nevada from June 2012 until July 2015. She has two customer disputes against her. Please call our securities law offices today in order to speak to an attorney for free about your options of suing US Bancorp in the FINRA arbitration process on a contingency fee basis.

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