Articles Tagged with Wesley Wood

Stoltmann Law Offices is investigating Wesley Wood, a former Hendersonville, Tennessee-based broker with WFG Investments. The Financial Industry Regulatory Authority (FINRA) accused Wood of reimbursing a customer without informing his member firm, using a personal email address that was not disclosed to the firm, not reporting a customer complaint, and misrepresenting material facts in connection to alternative investments. These are all against securities laws. Wood’s former firm, WFG Investments, can be sued in the FINRA arbitration forum on a contingency fee basis in order to recover investment losses. Please call our Chicago-based securities law firm today to find out how. 312-332-4200. The call is free with no obligation.

According to his online, FINRA BrokerCheck report, Wood was registered with MML Investors Services in Springfield, Massachusetts from April 2005 until September 2005, Investors Capital Corp in Hendersonville, Tennessee from September 2007 until December 2010 and WFG Investments in Hendersonville from December 2010 until May 2016. He has one customer dispute against him and is currently suspended from the industry. He is not registered with any FINRA member brokerage firm.

AdobeStock_82110313-1-300x125Stoltmann Law Offices is investigating Wesley Wood, a former Hendersonville, Tennessee-based broker with WFG Investments. The Financial Industry Regulatory Authority (FINRA) accused Wood of reimbursing a customer without informing his member firm, using a personal email address that was not disclosed to the firm, not reporting a customer complaint, and misrepresenting material facts in connection to alternative investments. These are all against securities laws. Wood’s former firm, WFG Investments, can be sued in the FINRA arbitration forum on a contingency fee basis in order to recover investment losses. Please call our Chicago-based securities law firm today to find out how. 312-332-4200. The call is free with no obligation.

According to his online, FINRA BrokerCheck report, Wood was registered with MML Investors Services in Springfield, Massachusetts from April 2005 until September 2005, Investors Capital Corp in Hendersonville, Tennessee from September 2007 until December 2010 and WFG Investments in Hendersonville from December 2010 until May 2016. He has one customer dispute against him and is currently suspended from the industry. He is not registered with any FINRA member brokerage firm.

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