According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Thomas Thesier was accused of violating securities laws. Allegedly, between August 2012 and June 2015, while registered with Allstate Financial Services, Thesier signed the names of at least 22 customers to insurance applications and other insurance-related forms. He allegedly did so without the customer’s knowledge or authorization. He also created email addresses for at least 15 of his customers to make it appear as though they had their own email addresses because the insurance affiliate discounted certain insurance policies sold to a customer in the amount of 15% provided the customer had his or her own email address, as well as multiple policies with the carrier. For these violations he was suspended for six months in any and all capacities and fined $7,500. Thesier was registered with Allstate in Eaton Rapids, Michigan from August 2012 until June 2015. He is not licensed within the industry. If you wish to bring a claim against Thesier in the FINRA arbitration process, please call our law offices today to speak to an attorney for free. We may be able to help you recover your losses by suing Allstate Financial Services for failing to properly supervise Mr. Thesier. 312-332-4200.
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