Did you lose money with Tracy Turner, a registered representative with Colorado Financial Service Corp in Carlsbad, California? If so, the attorneys at Stoltmann Law Office are interested in speaking with you about your losses. A complaint filed with the Financial Industry Regulatory Authority (FINRA) alleged that Turner sold $4.1 million worth of investments in saltwater disposal well facilities (SWDs). Turner allegedly did not notify Colorado Financial Service Corp of the sales. He allegedly sold the interests in SWDs between September 2013 and April 2014. The investigation is ongoing.
According to his online FINRA BrokerCheck report, Turner was registered with Merrill Lynch, Lehman Brothers, Salomon Smith Barney, Prudential Securities, Lighthouse Capital, Capwest Securities, Private Asset Group, and Colorado Financial Service Corp in Carlsbad, California from January 2012 until December 2014. He has 31 customer disputes against him, three of which are currently pending. He is not licensed within the industry. Please call our Chicago-based law offices today if you suffered losses with Tracy Turner. We may be able to bring legal action against Colorado Financial Service Corp for losses on a contingency fee basis in the FINRA arbitration forum. The call is free.