Update: Gerald O’Halloran and Customer Complaints For Securities Law Violations

AdobeStock_35532974-1-300x200Stoltmann Law Offices is investigating Gerald O’Halloran, a registered broker formerly associated with Kovack Securities. He allegedly engaged in unauthorized trades, misrepresentation, breach of fiduciary duty, and breach of contract, among other claims. All of these are against securities rules and regulations. A broker must take into account a client’s age, net worth, investment objectives and investment sophistication before recommending or selling a security. If he does not, his brokerage firm can be held liable for losses on a contingency fee basis. We are securities attorneys who sue firms such as Kovack Securities in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis. Please call 312-332-4200 for a no-cost, no obligation consultation to find out how. O’Halloran was registered with Financial Investment Analysts Inc. from August 2002 until may 2004 and with Kovack Securities in Punta Gorda, Florida since 2004.

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